On April 20, 2026, the CFTC and SEC released a joint proposal (Release No. 9216-26) aimed at “rationalizing” the reporting […]
Streamlining Private Fund Compliance: The 2026 Form PF Reform Explained Read More »
For nearly a decade, the “offshore” derivatives market was a cat-and-mouse game of VPNs and regulatory preambles. But as we
The regulatory landscape for decentralized finance (DeFi) in the United States is undergoing a tectonic shift. For years, the industry
The Post-Chevron Era: SEC v. Amah and the New Frontier for DeFi Regulation Read More »
When you share intimate details about your wealth, investments, and business with a professional, you assume that information is protected.
Navigating the transition from a Regulation Crowdfunding (Reg CF) offering to a larger Regulation A (Reg A) offering requires careful
A federal judge in Nevada recently issued a significant ruling against prediction market platform Kalshi, demanding the company cease offering
Kalshi’s Nevada Setback: The Enduring Battle for Jurisdiction Over Event Contracts Read More »
In the complex world of Foreign Exchange (FX) derivatives, clear regulatory classification is everything. The distinction between an FX forward,
Decoding FX Derivatives: CFTC Guidance on Forwards, Swaps, and the Treasury Carve-Out Read More »
The ongoing legal battles between states and federally-regulated Designated Contract Markets (DCMs) like Kalshi highlight a profound tension in U.S.
The Post-Chevron Era: Why CFTC-Regulated Event Markets Face a Crisis of Jurisdiction Read More »
When a firm like Kalshi, operating as a federally-regulated Designated Contract Market (DCM), faces lawsuits from state gaming commissions, the